DFX Intelligence

M•••••• L•• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

M•••••• L•• M•••••••••

Advisor at H•••••••• A•••••••• L••

Bellevue, WA | CHICAGO, IL

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Search this name across graphsid dfx:ria:c0071025-f20e-14a5-258d-9906e49c7437

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 27, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Sep 30, 2022	n/a	yes	CHICAGO, IL\|Bellevue, WA	Current employment
H••••••• P•••••• W••••• M•••••••••	Former SEC adviser	Aug 20, 2019	Oct 25, 2022	no	BELLEVUE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••• P•••••• W••••• M•••••••••	H•••••••• A•••••••• L••	Oct 25, 2022	Sep 30, 2022	-25	Firm change	RIA to ibd
C••••••••• A••••••• I••	H••••••• P•••••• W••••• M•••••••••	Oct 7, 2019	Aug 20, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
109532:145323:WA:2022-10-25	Oct 25, 2022	Sep 30, 2022	BELLEVUE, WA	Firm change

Relationships

Registered with (3)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 30, 2022 to presentfactForm ADV
→ H••••••• P•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Aug 20, 2019 to Oct 25, 2022factForm ADV
→ C••••••••• A••••••• I••Registered adviserregistration: previous registration
Feb 27, 2007 to Oct 7, 2019factForm ADV

Dated events

Occurred
Oct 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c0071025-f20e-14a5-258d-9906e49c7437
First observed: Feb 27, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.