DFX Intelligence

M••••• P•••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

M••••• P•••••• H••••

Advisor at G••••••• W••••• A•••••••• L••

Durham, NC | RALEIGH, NC

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Search this name across graphsid dfx:ria:c00c26d5-7312-7850-8a66-691a62d20001

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 13, 1993 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 30, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••• W••••• A•••••••• L••	Independent wealth	Oct 22, 2021	n/a	yes	Durham, NC\|RALEIGH, NC	Current employment
H•••••• T••••••• • K•••• L••	Independent wealth	Apr 2, 2007	Oct 15, 2021	no	MORRISVILLE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• T••••••• • K•••• L••	G••••••• W••••• A•••••••• L••	Oct 15, 2021	Oct 22, 2021	7	Firm change	Ibd to RIA
1••• C•••••• M••••••••• C••••••	H•••••• T••••••• • K•••• L••	Apr 17, 2007	Apr 2, 2007

Relationships

Registered with (3)

→ G••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Oct 22, 2021 to presentfactForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Apr 2, 2007 to Oct 15, 2021factForm ADV
→ 1••• C•••••• M••••••••• C••••••Registered adviserregistration: previous registration
Apr 13, 1993 to Apr 17, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c00c26d5-7312-7850-8a66-691a62d20001
First observed: Apr 13, 1993
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.