DFX Intelligence

J•••• P••• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)28 years in industry

J•••• P••• G•••••••••

Advisor at T•• A•••••••• I•••

Boulder, CO | SUMMIT, NJ

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Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 25, 2017 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 5, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• A••••••• L••	State registered	Mar 6, 2026	n/a	yes	BOULDER, CO	Current employment
T•• A•••••••• I•••	Bd affiliated wealth	Apr 26, 2022	n/a	yes	Boulder, CO\|SUMMIT, NJ	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• A••••••• L••	n/a	Sep 16, 2026	n/a	n/a	Departure no registered destination	Departure
G••••••• A•••••••• L••	T•• A•••••••• I•••	Jun 6, 2019	Sep 5, 2019	91

Relationships

Registered with (4)

→ B••••• A••••••• L••Registered adviserregistration: previous registration
Mar 6, 2026 to Sep 16, 2026factForm ADV
→ T•• A•••••••• I•••Registered adviserregistration: previous registration
Sep 5, 2019 to Mar 1, 2022factForm ADV
→ G••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 20, 2018 to Jun 6, 2019factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Order

Occurred
16 Sep 2026
Advisor departed, no destination yet
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 25, 2017
Last observed: Sep 17, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.