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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

DAVID SCOTT COFFEE

Advisor at WESTPARK WEALTH ADVISORS, INC.

HOUSTON, TX | Sugarland, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WESTPARK WEALTH ADVISORS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 23, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 23, 1998
First registration: Feb 9, 2001
Dual registered: yes, broker-dealer
Other names: DAVID S COFFEE|SCOTT COFFEE
IAPD individual key: 2960532

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WESTPARK WEALTH ADVISORS, INC.	Independent wealth	Mar 26, 2014	n/a	yes	HOUSTON, TX\|Sugarland, TX	Current employment
FOX WEALTH ADVISORS LLC	n/a	Jul 10, 2008	Nov 18, 2009	no	CARROLLTON, TX	Previous registration
FIRST FINANCIAL EQUITY CORPORATION	Former SEC adviser	Mar 29, 2007	Jul 1, 2008	no	SUGARLAND, TX\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jul 23, 2004	Mar 21, 2007	no	HOUSTON, TX\|HOUSTON, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 9, 2001	Aug 2, 2004	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FOX WEALTH ADVISORS LLC	WESTPARK WEALTH ADVISORS, INC.	Nov 18, 2009	Mar 26, 2014	1,589	Firm change after gap	Other
FIRST FINANCIAL EQUITY CORPORATION	FOX WEALTH ADVISORS LLC	Jul 1, 2008	Jul 10, 2008	9	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	FIRST FINANCIAL EQUITY CORPORATION	Mar 21, 2007	Mar 29, 2007	8	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Aug 2, 2004	Jul 23, 2004	-10	Firm change	Other

Relationships

Registered with (5)

→ WESTPARK WEALTH ADVISORS, INC.Registered adviserregistration: current employment
Mar 26, 2014 to presentfactForm ADV
→ FOX WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Jul 10, 2008 to Nov 18, 2009factForm ADV
→ FIRST FINANCIAL EQUITY CORPORATIONRegistered adviserregistration: previous registration
Mar 29, 2007 to Jul 1, 2008factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jul 23, 2004 to Mar 21, 2007factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 9, 2001 to Aug 2, 2004factForm ADV

Dated events

No dated event names this entity yet.