DFX Intelligence

M•••••• R••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

M•••••• R••••• S•••

Advisor at 1• U•••• M••••••••• L••

Seattle, WA | PHOENIX, AZ

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Search this name across graphsid dfx:ria:c028de83-2257-92f3-393c-9fc9edbc5ae6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Sep 11, 2003 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

M•••••• R••••• S•••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 1• U•••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 16, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
1• U•••• M••••••••• L••	State registered	Jun 18, 2016	n/a	yes	PHOENIX, AZ\|Seattle, WA	Current employment
L••• U•••• C•••••• M••••••••• L••	Former SEC adviser	Sep 11, 2003	May 16, 2015	no	KIRKLAND , WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• U•••• C•••••• M••••••••• L••	1• U•••• M••••••••• L••	May 16, 2015	Jun 18, 2016	399	Firm change	Other

Relationships

Registered with (2)

→ 1• U•••• M••••••••• L••Registered adviserregistration: current employment
Jun 18, 2016 to presentfactForm ADV
→ L••• U•••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 11, 2003 to May 16, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c028de83-2257-92f3-393c-9fc9edbc5ae6
First observed: Sep 11, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.