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C•••• R••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

C•••• R••• M•••••••••

Advisor at P•••••••• A•••••••

PITTSBURGH, PA

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Search this name across graphsid dfx:ria:c02c0b5f-7e5a-fecd-bf18-4ba0a9c0e3f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• A•••••••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• A•••••••	National bd RIA	Mar 9, 2023	n/a	yes	PITTSBURGH, PA	Current employment
P•••••••• A•••••••	National bd RIA	Nov 18, 2014	Dec 31, 2022	no	PITTSBURGH, PA\|AKRON, OH\|AKRON, OH\|PITTSBURGH, PA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
V•••• F•••••••• A•••••••• I•••	P•••••••• A•••••••	Jun 21, 2012	Jul 18, 2012	27	Firm change	Other
P•• W••••• M•••••••••	V•••• F•••••••• A•••••••• I•••	Jul 26, 2010

Relationships

Registered with (3)

→ P•••••••• A•••••••Registered adviserregistration: previous registration
Nov 18, 2014 to Dec 31, 2022factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 12, 2010 to Jun 21, 2012factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 12, 2010 to Jul 26, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c02c0b5f-7e5a-fecd-bf18-4ba0a9c0e3f3
First observed: Mar 12, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.