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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

ANTHONY JAMES CONSTANTINE

Advisor at LIFEMARK SECURITIES CORP.

Concord, OH | Mentor, OH

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Search this name across graphsid dfx:ria:c032c21f-77db-a7f0-b51a-85180ab5f89f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LIFEMARK SECURITIES CORP.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 9, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 9, 1998
First registration: Jan 21, 2003
Dual registered: yes, broker-dealer
Other names: TONY CONSTANTINE|ANTHONY J CONSTANTINE
IAPD individual key: 2427074

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LIFEMARK SECURITIES CORP.	Bd affiliated wealth	Nov 1, 2018	n/a	yes	Concord, OH\|Mentor, OH	Current employment
FORESTERS EQUITY SERVICES, INC.	Former SEC adviser	Jan 4, 2011	Nov 6, 2018	no	CONCORD, OH	Previous registration
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Former SEC adviser	May 7, 2007	Dec 31, 2010	no	MENTOR, OH\|NEW CASTLE, PA\|AURORA, OH	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	May 5, 2003	Aug 30, 2006	no	BROADVIEW HEIGHTS, OH\|BROADVIEW HEIGHTS, OH	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Jan 21, 2003	Apr 24, 2003	no	INDEPENDENCE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FORESTERS EQUITY SERVICES, INC.	LIFEMARK SECURITIES CORP.	Nov 6, 2018	Nov 1, 2018	-5	Firm change	Ibd to RIA
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	FORESTERS EQUITY SERVICES, INC.	Dec 31, 2010	Jan 4, 2011	4	Firm change	Other
MSI FINANCIAL SERVICES, INC.	STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Aug 30, 2006	May 7, 2007	250	Firm change	Other
SIGNATOR INVESTORS, INC.	MSI FINANCIAL SERVICES, INC.	Apr 24, 2003	May 5, 2003	11	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
18464:16204:OH:2018-11-06	Nov 6, 2018	Nov 1, 2018	CONCORD, OH	Firm change

Relationships

Registered with (5)

→ LIFEMARK SECURITIES CORP.Registered adviserregistration: current employment
Nov 1, 2018 to presentfactForm ADV
→ FORESTERS EQUITY SERVICES, INC.Registered adviserregistration: previous registration
Jan 4, 2011 to Nov 6, 2018factForm ADV
→ STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
May 7, 2007 to Dec 31, 2010factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 5, 2003 to Aug 30, 2006factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Jan 21, 2003 to Apr 24, 2003factForm ADV

Dated events

No dated event names this entity yet.