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R•••• J•••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

R•••• J•••• R•••••

Advisor at C•••••• S•••••• P•••••••

HIGHLAND PARK, IL | IRVINE, CA

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Search this name across graphsid dfx:ria:c040c23e-0dc9-d223-f202-52f2d93d9458

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Sep 20, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S•••••• P•••••••
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 13, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S•••••• P•••••••	Former SEC adviser	Jan 1, 2025	n/a	yes	HIGHLAND PARK, IL\|IRVINE, CA	Current employment
S••	Bd affiliated wealth	May 21, 2018	Dec 31, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••	C•••••• S•••••• P•••••••	Dec 31, 2020	Jan 1, 2025	1,462	Firm change after gap	Ibd to RIA
T•• A•••••••• I•••	S••	Jun 21, 2017

Relationships

Registered with (7)

→ C•••••• S•••••• P•••••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ SPCRegistered adviserregistration: previous registration
May 21, 2018 to Dec 31, 2020factForm ADV
→ T•• A•••••••• I•••Registered adviserregistration: previous registration
May 20, 2015 to Jun 21, 2017factForm ADV
→ A••••••• F•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c040c23e-0dc9-d223-f202-52f2d93d9458
First observed: Sep 20, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.