H• N•••••

Advisor at L•• F•••••••• L••

KIRKLAND, WA | SYRACUSE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jan 26, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 29, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 10, 2025	n/a	yes	KIRKLAND, WA\|SYRACUSE, NY	Current employment
C•••••• G•••• • C• I••	Former SEC adviser	Sep 18, 2024	Jul 10, 2025	no	Kirkland, WA\|Syracuse, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	L•• F•••••••• L••	Jul 10, 2025	Jul 10, 2025	0	Bulk transfer	Ibd to ibd
R••••••••• C•••••• M•••••••••	C•••••• G•••• • C• I••	Jun 10, 2024	Sep 18, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
127672:156225:WA:2015-05-01	May 1, 2015	May 13, 2015	SEATTLE, WA	Firm change

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Sep 18, 2024 to Jul 10, 2025factForm ADV
→ R••••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
May 30, 2023 to Jun 10, 2024factForm ADV
→ M•••• W••••• A•••••••

Dated events

Order

Occurred
10 Jun 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
7 Sep 2022
Advisor changed firm
••• Locked
Form ADV
Occurred
23 Mar 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 26, 2012
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.