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CPWM, LLC, CRD 156225
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CI FINANCIAL CORP | Owner | E | yes | 12/2021 | Jan 25, 2022 | Mar 31, 2023 |
| CI PRIVATE WEALTH, LLC | Owner | E | yes | 12/2021 | Mar 1, 2023 | Mar 31, 2023 |
| CI US HOLDINGS INC | Owner | E | yes | 12/2021 | Jan 25, 2022 | Mar 31, 2023 |
| CI US, LLC | Owner | E | yes | 12/2021 | Jan 25, 2022 | Mar 31, 2023 |
| CIPW HOLDINGS, LLC | Owner | E | yes | 12/2021 | Mar 1, 2023 | Mar 31, 2023 |
| CRUMP, DEREK, ASHTON | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF OPERATING OFFICER | Na | yes | 05/2015 | Dec 5, 2015 | Mar 31, 2023 |
| NAKAMURA, LARRY, TRISTON | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2023 | Jan 31, 2023 | Mar 31, 2023 |
| SPRAGINS, ALAN, WOOD | GENERAL COUNSEL | Na | yes | 08/2012 | Aug 12, 2017 | Mar 31, 2023 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CI PRIVATE WEALTH, LLC | n/a | Independent wealth | $165B | Y | yes | n/a |
| COLUMBIA PACIFIC ADVISORS, LLC | n/a | Asset manager | $1.5B | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SAN FRANCISCO | CA | United States | 4 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 | Mar 31, 2023 | $6.7B | $5.3B | 44 | 30 | 2 | 4 | $539M |
| 2021 | Mar 30, 2022 | $6.1B | $3.8B | 39 | 27 | 2 | 4 | $572M |
| 2020 | Mar 31, 2021 | $5.1B | $3.0B | 36 | 25 | 2 | 3 | $365M |
| 2019 | Mar 30, 2020 | $4.5B | $2.4B | 36 | 24 | 1 | 3 | $352M |
| 2018 | Mar 29, 2019 | $3.7B | $2.4B | 37 | 24 | 1 | 3 | $329M |
| 2017 | Mar 29, 2018 | $3.5B | $2.2B | 30 | 21 | 1 | 3 | $363M |
| 2016 | Mar 29, 2017 | $2.6B | $1.4B | 24 | 16 | n/a | 2 | $319M |
| 2015 | Mar 29, 2016 | $2.0B | $915M | 20 | 15 | n/a | 2 | $271M |
| 2014 | Mar 31, 2015 | $547M | $540M | 8 | 4 | n/a | 2 | $206M |
| 2013 | Apr 2, 2014 | $336M | $336M | 5 | 4 | n/a | 1 | $114M |
| 2012 | Apr 2, 2013 | $261M | $249M | 5 | 4 | n/a | 1 | $69.1M |
| 2011 | Mar 30, 2012 | $446M | $177M | n/a | n/a | n/a | 1 | $52.2M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $6.7B | $6.1B | 10.4% | $4.5B | 14.4% | 44 | 39 | 2 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | 3 | Apr 28, 2017 | Sep 28, 2017 | SAN FRANCISCO, CA | Team lift out | Other | 0.1% |
| KIBBLE & PRENTICE HOLDING COMPANY | 7 | May 1, 2015 | May 26, 2015 | SEATTLE, WA | Team lift out | Other | 41.2% |