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Advisor at W•••• F•••• A•••••••
PORTLAND, OR | ASTORIA, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Jan 3, 2011 | n/a | yes | PORTLAND, OR|PORTLAND, OR|ASTORIA, OR | Current employment |
| W•••• F•••• I••••••••• L•• | n/a | Aug 28, 2009 | Jan 3, 2011 | no | PORTLAND, OR|HILLSBORO, OR|KEIZER, OR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• I••••••••• L•• | W•••• F•••• A••••••• | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| C•••• I••••••••• S••••••• C•••• | W•••• F•••• I••••••••• L•• | Aug 31, 2009 | Aug 28, 2009 |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | May 2, 2009 | Aug 31, 2009 | no | OREGON CITY, OR|PORTLAND, OR|MILWAUKIE, OR|CLACKAMAS, OR | Previous registration |
| W••• I••••••••• I••• | n/a | Jun 12, 2007 | May 2, 2009 | no | PORTLAND, OR|CLACKAMAS, OR|PORTLAND, OR|TROUTDALE, OR|OREGON CITY, OR|MILWAUKIE, OR|MILWAUKIE, OR | Previous registration |
| -3 |
| Firm change |
| Other |
| W••• I••••••••• I••• | C•••• I••••••••• S••••••• C•••• | May 2, 2009 | May 2, 2009 | 0 | Bulk transfer | Other |