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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

URIAH DESHAWN WILLIAMS

Advisor at LPL FINANCIAL LLC

HOOVER, AL

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Search this name across graphsid dfx:ria:c062fd5c-c8c8-0b2d-a47b-2bee051d36d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 10, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 17, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Sep 17, 2015
First registration: Oct 10, 2015
Dual registered: yes, broker-dealer
Other names: URIAH WILLIAMS
IAPD individual key: 6537760

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 6, 2025	n/a	yes	HOOVER, AL	Current employment
INTELUS ADVISORY GROUP, LLC	State registered	Feb 13, 2023	Jan 30, 2026	no	BIRMINGHAM, AL	Previous registration
MORGAN STANLEY	Wirehouse	Jul 18, 2016	Feb 23, 2023	no	Birmingham, AL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 10, 2015	May 23, 2016	no	BIRMINGHAM, AL\|BIRMINGHAM, AL\|BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTELUS ADVISORY GROUP, LLC	LPL FINANCIAL LLC	Jan 30, 2026	Aug 6, 2025	-177	Firm change after gap	Other
MORGAN STANLEY	INTELUS ADVISORY GROUP, LLC	Feb 23, 2023	Feb 13, 2023	-10	Firm change	Wirehouse to state RIA
WELLS FARGO ADVISORS	MORGAN STANLEY	May 23, 2016	Jul 18, 2016	56	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 6, 2025 to presentfactForm ADV
→ INTELUS ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Feb 13, 2023 to Jan 30, 2026factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jul 18, 2016 to Feb 23, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 10, 2015 to May 23, 2016factForm ADV

Dated events

Occurred
Jan 30, 2026
Advisor changed firm
Uriah Deshawn Williams left Intelus Advisory Group, Llc for Lpl Financial Llc (registered 2025-08-06)
Form ADVobserved 4 days ago
Occurred
Feb 23, 2023
Advisor changed firm
Uriah Deshawn Williams left Morgan Stanley for Intelus Advisory Group, Llc (registered 2023-02-13)
Form ADVobserved 4 days ago