DFX Intelligence

W••••••• G••••• I•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserOther adviserSEC registeredRAUM 1b 10b

W••••••• G••••• I•••••••••

W••••••• G••••• I••••••••• LLC, CRD 125012

PARK CITY, UT

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Search this name across graphs

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 8
On other graphs: 1
Observed: Mar 30, 2012 to Mar 27, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

W••••••• G••••• I•••••••••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.59 institutional_share=0.41 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $9.5B••• Locked
Discretionary RAUM: $9.5B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $3.2Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••• L•• W•••	Chartered Financial Analyst	BOSTON, MA	21	23	n/a	no
M••••••• M••• R•••••••	Chartered Financial Analyst	BOSTON, MA	21	39

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W•• E••••••• M•••••• F•••• L••	Other Private Fund	$4.9B	Mar 27, 2026	280	Mar 30, 2012	reported	021-164001
W•• E••••••• M•••••• S•••••• C•••••••• F•••• L••	Other Private Fund	$442M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••••• N•••	CHIEF COMPLIANCE OFFICER	Na	yes	01/2020	Jan 14, 2020	Aug 1, 2024
N••••••• J••••••• B••••	CHIEF FINANCIAL OFFICER	Na	yes	06/2024	Aug 1, 2024	Aug 1, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
PARK CITY	Ut	United States	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$9.5B	$12B	-19.9%	$9.4B	0.3%	30	38	1	1

Relationships

Advises (3)

→ W•• E••••••• M•••••• S•••••• C•••••••• F•••• L••Private fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ W•• E••••••• M•••••• R••••••• F•••• L••Private fundOther Private Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ W•• E••••••• M•••••• F•••• L••Private fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV

Affiliated with (1)

Dated events

Order

Occurred
27 Mar 2026
Private fund no longer reported
••• Locked
Form ADV
$291M
Occurred
27 Mar 2026
Ria office opened
••• Locked
Form ADV
Occurred
27 Mar 2026
Ria office closed
••• Locked
Form ADV
Occurred
20 Jan 2026
Ria hq relocated
••• Locked
Form ADV
Occurred
1 Aug 2024
Control person joined
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 30, 2012
Last observed: Mar 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 28, 2016	$6.5B	$6.5B	25	13	n/a	3	$2.9B
2014	Mar 31, 2015	$7.1B	$7.1B	21	11	n/a	2	$2.7B
2013	Mar 27, 2014	$7.1B	$7.1B	19	10	n/a	2	$2.6B
2012	Mar 20, 2013	$6.9B	$6.9B	18	10	n/a	2	$2.5B
2011	Mar 30, 2012	$5.1B	$5.1B	n/a	n/a	n/a	2	$1.4B