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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Fort Collins, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Apr 6, 2026 | n/a | yes | Fort Collins, CO | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 24, 2018 | Apr 8, 2026 | no | FORT COLLINS, CO|HIGHLANDS RANCH, CO|FORT COLLINS, CO | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jun 21, 2013 | Aug 24, 2018 | no | FORT COLLINS, CO|FORT COLLINS, CO | Previous registration |
| QA3 FINANCIAL LLC | n/a | Aug 23, 2007 | Dec 8, 2008 | no | FORT COLLINS, CO|OMAHA, NE | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jan 30, 2007 | Aug 31, 2007 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Apr 8, 2026 | Apr 6, 2026 | -2 | Firm change | Ibd to ibd |
| SECURITIES AMERICA ADVISORS, INC. | LPL FINANCIAL LLC | Aug 24, 2018 | Aug 24, 2018 | 0 | Firm change | Ibd to RIA |
| QA3 FINANCIAL LLC | SECURITIES AMERICA ADVISORS, INC. | Dec 8, 2008 | Jun 21, 2013 | 1,656 | Firm change after gap | Other |
| MML INVESTORS SERVICES, LLC | QA3 FINANCIAL LLC | Aug 31, 2007 | Aug 23, 2007 | -8 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:134139:CO:2026-04-08 | Apr 8, 2026 | Apr 6, 2026 | FORT COLLINS, CO | Firm change |
| 110518:6413:CO:2018-08-24 | Aug 24, 2018 | Aug 24, 2018 | FORT COLLINS, CO | Firm change |