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Advisor at P••••••• F•••••••• G••••
BELLE PLAINE, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••••••• F•••••••• G•••• | State registered | Dec 1, 2022 | n/a | yes | BELLE PLAINE, MN | Current employment |
| F•••• F•••••••• | Independent wealth | May 1, 2017 | Dec 2, 2022 | no | Belle Plaine, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• F•••••••• | P••••••• F•••••••• G•••• | Dec 2, 2022 | Dec 1, 2022 | -1 | Firm change | RIA to state RIA |
| W•••••• • R••• | F•••• F•••••••• | May 2, 2017 | May 1, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 116140:322520:MN:2022-12-02 | Dec 2, 2022 | Dec 1, 2022 | BELLE PLAINE, MN | Firm change |
| W•••••• • R••• |
| Former SEC adviser |
| Dec 13, 2013 |
| May 2, 2017 |
| no |
| BELLE PLAINE, MN|SAVAGE, MN|ST PAUL, MN|PLYMOUTH, MN |
| Previous registration |
| E••••• J•••• | National bd RIA | Aug 3, 2009 | Dec 17, 2013 | no | ST LOUIS, MO|BELLE PLAINE, MN | Previous registration |
| Firm change |
| Other |
| E••••• J•••• | W•••••• • R••• | Dec 17, 2013 | Dec 13, 2013 | -4 | Firm change | Other |