DFX Intelligence

H••••• J•••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)28 years in industry

H••••• J•••••• D••••••

Advisor at C••••••••• P•••••••• R••••• C•••

WOODBURY, NY

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Search this name across graphsid dfx:ria:c078408d-9037-3a76-1d21-1fc15af5cea1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 22, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• P•••••••• R••••• C•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 8, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• P•••••••• R••••• C•••	Independent wealth	Jan 30, 2026	n/a	yes	WOODBURY, NY	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Oct 11, 2024	Feb 3, 2026	no	SCOTTSDALE, AZ\|Dix Hills, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	C••••••••• P•••••••• R••••• C•••	Feb 3, 2026	Jan 30, 2026	-4	Firm change	Ibd to RIA
A••••••• P••••••••• A•••••••• I••	O•••• W•••••• I•••	Oct 11, 2024	Oct 11, 2024

Relationships

Registered with (6)

→ C••••••••• P•••••••• R••••• C•••Registered adviserregistration: current employment
Jan 30, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Oct 11, 2024 to Feb 3, 2026factForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
Feb 7, 2022 to Oct 11, 2024factForm ADV
→ A•• W••••• M••••••••• L••

Dated events

Occurred
Feb 3, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c078408d-9037-3a76-1d21-1fc15af5cea1
First observed: Oct 22, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.