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RIA / WealthAdvisorCertified Financial Planner12 years in industry

Mario Zumbo

Advisor at PRESERVE PRIVATE WEALTH, LLC

BETHESDA, MD

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Search this name across graphsid dfx:ria:c07d0539-7718-d2f2-38d0-316c28d472b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 14, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRESERVE PRIVATE WEALTH, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 7, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Dec 7, 2013
First registration: Aug 14, 2015
Dual registered: no
Other names: MARIO ANDREW ZUMBO|MARIO ZUMBO
IAPD individual key: 5529270

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRESERVE PRIVATE WEALTH, LLC	State registered	Mar 13, 2024	n/a	yes	BETHESDA, MD	Current employment
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Jan 12, 2018	Mar 2, 2023	no	BETHESDA, MD	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 10, 2017	Nov 21, 2017	no	BETHESDA, MD	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 14, 2015	Jan 5, 2017	no	Washington, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNITED CAPITAL FINANCIAL ADVISORS	PRESERVE PRIVATE WEALTH, LLC	Mar 2, 2023	Mar 13, 2024	377	Firm change	Ibd to state RIA
STRATEGIC ADVISERS LLC	UNITED CAPITAL FINANCIAL ADVISORS	Nov 21, 2017	Jan 12, 2018	52	Firm change	Other
CHARLES SCHWAB & CO., INC.	STRATEGIC ADVISERS LLC	Jan 5, 2017	Jan 10, 2017	5	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ PRESERVE PRIVATE WEALTH, LLCRegistered adviserregistration: current employment
Mar 13, 2024 to presentfactForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jan 12, 2018 to Mar 2, 2023factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jan 10, 2017 to Nov 21, 2017factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Aug 14, 2015 to Jan 5, 2017factForm ADV

Dated events

Occurred
Mar 2, 2023
Advisor changed firm
Mario Zumbo left United Capital Financial Advisors for Preserve Private Wealth, Llc (registered 2024-03-13)
Form ADVobserved 6 days ago