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Reading the graph
Advisor at CAPITAL CITIES INVESTMENTS
INDIANAPOLIS, IN | Northbrook, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL CITIES INVESTMENTS | Independent wealth | Jun 12, 2017 | n/a | yes | INDIANAPOLIS, IN|Northbrook, IL | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jun 12, 2017 | no | RIVERWOODS, IL|Deerfield, IL | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | RIVERWOODS, IL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Feb 14, 1998 | Apr 2, 2007 | no | RIVERWOODS, IL|RIVERWOODS, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | CAPITAL CITIES INVESTMENTS | Jun 12, 2017 | Jun 12, 2017 | 0 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |