P••••• M••••••

Advisor at F•••• N••••••• A•••••••• L••

Kansas City, MO | OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c07eb250-3c6e-c364-8310-7f2f24651c85

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 13, 2026 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• N••••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• N••••••• A•••••••• L••	Mixed wealth	Jul 28, 2026	n/a	yes	Kansas City, MO\|OMAHA, NE	Current employment
U•• P•••••• W••••• M••••••••• L••	Mixed wealth	May 13, 2026	Jun 1, 2026	no	KANSAS CITY, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• P•••••• W••••• M••••••••• L••	F•••• N••••••• A•••••••• L••	Jun 1, 2026	Jul 28, 2026	57	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
306374:277146:MO:2026-06-01	Jun 1, 2026	Jul 28, 2026	KANSAS CITY, MO	Firm change

Relationships

Registered with (2)

→ F•••• N••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 28, 2026 to presentfactForm ADV
→ U•• P•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 13, 2026 to Jun 1, 2026factForm ADV

Dated events

Occurred
Jun 1, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c07eb250-3c6e-c364-8310-7f2f24651c85
First observed: May 13, 2026
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.