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RIA / WealthAdvisorCertified Financial Planner17 years in industry

LISA MARIE NEIRA

Advisor at CORIENT

Boston, MA

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Search this name across graphsid dfx:ria:c07fbbb3-35bd-68a4-cbb0-2f2dedae709f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 11, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORIENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 11, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner
Exams: S66
First exam: May 19, 2015
First registration: Mar 11, 2009
Dual registered: no
IAPD individual key: 5380905

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Corient	Independent wealth	Dec 6, 2022	n/a	yes	Boston, MA	Current employment
Regentatlantic	Former SEC adviser	Aug 31, 2021	Mar 31, 2023	no	MORRISTOWN, NJ	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Aug 3, 2021	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	May 27, 2015	Jul 13, 2018	no	WAYNE, NJ\|NEW YORK, NY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Mar 11, 2009	Mar 21, 2011	no	EDISON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Regentatlantic	Corient	Mar 31, 2023	Dec 6, 2022	-115	Bulk transfer	RIA to RIA
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Regentatlantic	Aug 3, 2021	Aug 31, 2021	28	Firm change	Ibd to RIA
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
EQUITABLE ADVISORS, LLC	STRATEGIC ADVISERS LLC	Mar 21, 2011	May 27, 2015	1,528	Firm change after gap	Ibd to ibd

Relationships

Registered with (5)

→ CORIENTRegistered adviserregistration: current employment
Dec 6, 2022 to presentfactForm ADV
→ REGENTATLANTICRegistered adviserregistration: previous registration
Aug 31, 2021 to Mar 31, 2023factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Aug 3, 2021factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
May 27, 2015 to Jul 13, 2018factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 11, 2009 to Mar 21, 2011factForm ADV

Dated events

No dated event names this entity yet.