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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

Sharon A. Shapiro

Advisor at J.P. MORGAN SECURITIES LLC

VERNON HILLS, IL

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Search this name across graphsid dfx:ria:c0805552-8590-75d2-b950-25354d4666db

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 19, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 30, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 30, 1986
First registration: Aug 19, 2004
Dual registered: yes, broker-dealer
Other names: SHARON KAGAN|SHARON ANNE KAGAN|SHARON A SHAPIRO|SHARON SHAPIRO|SHARON ANNE SHAPIRO
IAPD individual key: 1358716

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Jan 22, 2018	n/a	yes	VERNON HILLS, IL	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jun 2, 2014	May 3, 2017	no	LIBERTYVILLE, IL\|LIBERTYVILLE, IL\|LIBERTYVILLE, IL\|CHICAGO, IL\|CHICAGO, IL\|Chicago, IL\|LAKE GENEVA, WI	Previous registration
REGAL ADVISORY SERVICES, INC.	Independent wealth	Jul 28, 2010	May 8, 2014	no	GLENVIEW, IL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 4, 2007	Oct 19, 2009	no	Winnetka, IL	Previous registration
LASALLE FINANCIAL SERVICES, INC.	n/a	Aug 19, 2004	Jan 29, 2007	no	CHICAGO, IL\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	J.P. MORGAN SECURITIES LLC	May 3, 2017	Jan 22, 2018	264	Firm change	Other
REGAL ADVISORY SERVICES, INC.	PNC WEALTH MANAGEMENT	May 8, 2014	Jun 2, 2014	25	Firm change	Other
CHARLES SCHWAB & CO., INC.	REGAL ADVISORY SERVICES, INC.	Oct 19, 2009	Jul 28, 2010	282	Firm change	Other
LASALLE FINANCIAL SERVICES, INC.	CHARLES SCHWAB & CO., INC.	Jan 29, 2007	Oct 4, 2007	248	Firm change	Other

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Jan 22, 2018 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jun 2, 2014 to May 3, 2017factForm ADV
→ REGAL ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 28, 2010 to May 8, 2014factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 4, 2007 to Oct 19, 2009factForm ADV
→ LASALLE FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 19, 2004 to Jan 29, 2007factForm ADV

Dated events

No dated event names this entity yet.