DFX Intelligence

M••••••• A•••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

M••••••• A•••• R•••••

Advisor at R••• C•••••• A•••••••• L••

MIAMI BEACH, FL

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Search this name across graphsid dfx:ria:c081bac1-39e1-f183-8101-37107d0f1f8a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 25, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 3, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••• C•••••• A•••••••• L••	Independent wealth	Jan 1, 2025	n/a	yes	MIAMI BEACH, FL	Current employment
D••••••• • D••••••• L••	Former SEC adviser	Jun 25, 2008	Sep 15, 2014	no	MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• • D••••••• L••	R••• C•••••• A•••••••• L••	Sep 15, 2014	Jan 1, 2025	3,761	Firm change after gap	Other

Relationships

Registered with (2)

→ R••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ D••••••• • D••••••• L••Registered adviserregistration: previous registration
Jun 25, 2008 to Sep 15, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c081bac1-39e1-f183-8101-37107d0f1f8a
First observed: Jun 25, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.