DFX Intelligence

R••••• V•••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

R••••• V•••• C••••

Advisor at P•••••••• M•••••• L••

White Pine, TN

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Search this name across graphsid dfx:ria:c0a7c48b-db9f-d653-cb4c-f8c9d93d3b3c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 3, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• M•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• M•••••• L••	Independent wealth	Jan 7, 2021	n/a	yes	White Pine, TN	Current employment
E••••• J••••	National bd RIA	Oct 3, 2017	Jan 4, 2021	no	TEGA CAY, SC\|ST LOUIS, MO\|Tega Cay, SC\|CHARLOTTE, NC\|FRANKLIN, NC\|FRANKLIN, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	P•••••••• M•••••• L••	Jan 4, 2021	Jan 7, 2021	3	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ P•••••••• M•••••• L••Registered adviserregistration: current employment
Jan 7, 2021 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Oct 3, 2017 to Jan 4, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c0a7c48b-db9f-d653-cb4c-f8c9d93d3b3c
First observed: Oct 3, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.