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Advisor at COMMONWEALTH FINANCIAL NETWORK
Waukesha, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Aug 17, 2023 | n/a | yes | Waukesha, WI | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Feb 6, 2023 | Aug 29, 2023 | no | Waukesha, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | COMMONWEALTH FINANCIAL NETWORK | Aug 29, 2023 | Aug 17, 2023 | -12 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104556:8032:WI:2023-08-22 | Aug 29, 2023 | Aug 17, 2023 | WAUKESHA, WI | Firm change |