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Advisor at WELLS FARGO ADVISORS
PURCHASE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Nov 19, 2019 | n/a | yes | PURCHASE, NY | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 17, 2016 | Sep 10, 2019 | no | WEEHAWKEN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Sep 10, 2019 | Nov 19, 2019 | 70 | Firm change | Wirehouse to wirehouse |