DFX Intelligence

D• W••••• M••••••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

D• W••••• M••••••••• G••••

D••••• P. L•••••••••, INC., CRD 289085

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:c0c23817-4e31-c9f7-1823-7b914d7476c9

Data as of Jul 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 23, 2026 to Jul 23, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 110
High net worth clients: 20
CRD: 289085

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D••••• P••••• L•••••••••	n/a	SAN DIEGO, CA	8	31	3	no
W•••••• F•••••••• D•••••	n/a	SAN DIEGO, CA	1	20

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F•••• F•••••••• E••••• C•••••••••	2	Jan 5, 2018	Jul 8, 2025	SAN DIEGO, CA	Team lift out	Other	2.5%

Relationships

Registered with (2)

← W•••••• F•••••••• D•••••Advisorregistration: current employment
Jul 8, 2025 to presentfactForm ADV
← D••••• P••••• L•••••••••Advisorregistration: current employment
Mar 13, 2018 to presentfactForm ADV

Moved with (1)

← F•••• F•••••••• E••••• C•••••••••Registered adviser2 advisors, team lift out, same day
Jan 5, 2018 to Jul 8, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c0c23817-4e31-c9f7-1823-7b914d7476c9
First observed: Jul 23, 2026
Last observed: Jul 23, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.