DFX Intelligence

P•••••• K•••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

P•••••• K•••• L••••••••

Advisor at A••••• F•••••••• G••••

SALT LAKE CITY, UT

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Search this name across graphsid dfx:ria:c0c47b45-e23c-ed9c-0240-7bd5cad5b398

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• F•••••••• G••••	Independent wealth	Aug 20, 2019	n/a	yes	SALT LAKE CITY, UT	Current employment
E•••••••• A•••••••• L••	National bd RIA	Sep 4, 2018	Jul 12, 2019	no	SALT LAKE CITY, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	A••••• F•••••••• G••••	Jul 12, 2019	Aug 20, 2019	39	Firm change	Ibd to RIA
S•••••••• A••••••• L••	E•••••••• A•••••••• L••	Jan 27, 2018	Sep 4, 2018

Relationships

Registered with (3)

→ A••••• F•••••••• G••••Registered adviserregistration: current employment
Aug 20, 2019 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 4, 2018 to Jul 12, 2019factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 12, 2015 to Jan 27, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c0c47b45-e23c-ed9c-0240-7bd5cad5b398
First observed: Mar 12, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.