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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

5TH STREET ADVISORS, LLC

CRD 140165

SOUTHPORT, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c0c6eb8d-3904-0705-eb0b-b49a3f946547

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 5
On other graphs: 0
Observed: Mar 27, 2012 to Sep 17, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.6 fund_share=0.0 institutional_share=0.31 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $524MItem 5.F on the latest filing (2026-09-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $361M
Private client RAUM: $312MderivedItem 5.D individuals plus high net worth individuals
Private client share: 60%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $131Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 688
Individual clients: 115
High net worth clients: 92
Custody, client assets: $43.8M
SEC number: 801-68066
CIK: 1911026
CRD: 140165
Filings on the tape: 37
First filed: Mar 27, 2012
Latest filed: Sep 17, 2026
Organised: Limited Liability Company, CT
Website: 5thstreetadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CESAR GONZALEZ MANENT	Certified Financial Planner	SOUTHPORT, CT	20	26	n/a	no
ABELARDO SANTIAGO CURDUMI	Certified Financial Planner	SOUTHPORT, CT	19	26	n/a	no
SHANE DEE PENDLEY	n/a	SOUTHPORT, CT \| Southport, CT	8	10	n/a	no
Carolina Cristina Manent	n/a	SOUTHPORT, CT	5	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CURDUMI, ABELARDO, SANTIAGO	MANAGING MEMBER	C	yes	12/2006	Mar 27, 2012	Dec 19, 2024
MANENT, CESAR, GONZALEZ	MANAGING MEMBER	D	yes	03/2006	Mar 27, 2012	Dec 19, 2024
PENDLEY, SHANE, DEE	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	B	no	01/2020	Jan 23, 2020	Dec 19, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$524M	$361M	7	5	1	n/a	n/a
2024	Mar 12, 2025	$447M	$322M	6	5	2	n/a	n/a
2023	Mar 27, 2024	$463M	$306M	8	5	3	n/a	n/a
2022	Mar 3, 2023	$346M	$219M	8	6	2	n/a	n/a
2021	Mar 11, 2022	$369M	$238M	7	7	2	n/a	n/a
2020	Mar 11, 2021	$306M	$206M	7	6	2	n/a	n/a
2019	Mar 11, 2020	$254M	$172M	6	5	1	n/a	n/a
2018	Mar 19, 2019	$215M	$150M	6	5	1	n/a	n/a
2017	Mar 28, 2018	$218M	$156M	7	6	3	n/a	n/a
2016	Mar 15, 2017	$172M	$126M	7	6	n/a	n/a	n/a
2015	Mar 22, 2016	$149M	$118M	6	5	n/a	n/a	n/a
2014	Mar 28, 2015	$156M	$126M	5	4	n/a	n/a	n/a
2013	Mar 27, 2014	$148M	$115M	4	3	n/a	n/a	n/a
2012	Mar 25, 2013	$125M	$96.1M	4	3	n/a	n/a	n/a
2011	Mar 27, 2012	$90.3M	$78.5M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$524M	$447M	17.4%	$346M	14.9%	7	6	1	2

Relationships

Registered with (5)

← Carolina Cristina ManentAdvisorregistration: current employment
Jul 8, 2021 to presentfactForm ADV
← SHANE DEE PENDLEYAdvisorregistration: current employment
Aug 2, 2018 to presentfactForm ADV
← ABELARDO SANTIAGO CURDUMIAdvisorregistration: current employment
Dec 7, 2006 to presentfactForm ADV
← CESAR GONZALEZ MANENTAdvisorregistration: current employment
Jun 9, 2006 to presentfactForm ADV
← Francis Michael TedescoAdvisorregistration: previous registration
Sep 11, 2020 to Jun 28, 2022factForm ADV

Controls (2)

← MANENT, CESAR, GONZALEZOwnerMANAGING MEMBER, ownership code D, individual
Mar 27, 2012 to Dec 19, 2024factForm ADV
← CURDUMI, ABELARDO, SANTIAGOOwnerMANAGING MEMBER, ownership code C, individual
Mar 27, 2012 to Dec 19, 2024factForm ADV

Owns (1)

← PENDLEY, SHANE, DEEOwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code B, individual
Jan 23, 2020 to Dec 19, 2024factForm ADV

Dated events

Occurred
Mar 27, 2024
Regulatory AUM changed
5Th Street Advisors, Llc reported RAUM $462.6M, up 34% from $345.8M (2023-11-02 to 2024-03-27)
Form ADVobserved 5 days ago
$117M
Occurred
Mar 27, 2024
Control person left
Mario Suzanne Hammer (Chief Compliance Officer) no longer on Schedule A of 5Th Street Advisors, Llc (listed 2023-11-02, absent 2024-03-27)
Form ADVobserved 5 days ago
Occurred
Jun 28, 2022
Advisor changed firm
Francis Michael Tedesco left 5Th Street Advisors, Llc for Private Advisor Group, Llc (registered 2026-03-04)
Form ADVobserved 5 days ago
Occurred
Oct 5, 2021
Control person joined
Mario Suzanne Hammer (Chief Compliance Officer) appeared on Schedule A of 5Th Street Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Oct 5, 2021
Control person left
Arthur Maurice Cabral (Chief Compliance Officer) no longer on Schedule A of 5Th Street Advisors, Llc (listed 2021-03-11, absent 2021-10-05)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c0c6eb8d-3904-0705-eb0b-b49a3f946547
First observed: Mar 27, 2012
Last observed: Sep 17, 2026 3 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

5TH STREET ADVISORS, LLC

CRD 140165

SOUTHPORT, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c0c6eb8d-3904-0705-eb0b-b49a3f946547

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:04 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CESAR GONZALEZ MANENT

Certified Financial Planner

SOUTHPORT, CT

n/a

ABELARDO SANTIAGO CURDUMI

Certified Financial Planner

SOUTHPORT, CT

n/a

SHANE DEE PENDLEY

n/a

SOUTHPORT, CT | Southport, CT

n/a

Carolina Cristina Manent

n/a

SOUTHPORT, CT

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CURDUMI, ABELARDO, SANTIAGO

MANAGING MEMBER

yes

12/2006

Mar 27, 2012

Dec 19, 2024

MANENT, CESAR, GONZALEZ

MANAGING MEMBER

yes

03/2006

Mar 27, 2012

Dec 19, 2024

PENDLEY, SHANE, DEE

MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER

01/2020

Jan 23, 2020

Dec 19, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$524M

$361M

n/a

2024

Mar 12, 2025

$447M

$322M

n/a

2023

Mar 27, 2024

$463M

$306M

n/a

2022

Mar 3, 2023

$346M

$219M

n/a

2021

Mar 11, 2022

$369M

$238M

n/a

2020

Mar 11, 2021

$306M

$206M

n/a

2019

Mar 11, 2020

$254M

$172M

n/a

2018

Mar 19, 2019

$215M

$150M

n/a

2017

Mar 28, 2018

$218M

$156M

n/a

2016

Mar 15, 2017

$172M

$126M

n/a

2015

Mar 22, 2016

$149M

$118M

n/a

2014

Mar 28, 2015

$156M

$126M

n/a

2013

Mar 27, 2014

$148M

$115M

n/a

2012

Mar 25, 2013

$125M

$96.1M

n/a

2011

Mar 27, 2012

$90.3M

$78.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$524M

$447M

17.4%

$346M

14.9%