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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

TODD ALAN DAVIS

Advisor at FIRST CITIZENS INVESTOR SERVICES, INC.

RALEIGH, NC

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Search this name across graphsid dfx:ria:c0d097cc-bb91-024c-c9e5-fdc67b18cb46

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIRST CITIZENS INVESTOR SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 27, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 16, 2025
First registration: Jan 27, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 2284401

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIRST CITIZENS INVESTOR SERVICES, INC.	Bd affiliated wealth	Jun 9, 2025	n/a	yes	RALEIGH, NC	Current employment
PASI INVESTMENTS, LLC	Mixed wealth	Feb 26, 2008	Nov 6, 2008	no	FARMINGTON, CT	Previous registration
TOWER SQUARE SECURITIES, INC.	Former SEC adviser	Oct 16, 2006	Feb 8, 2008	no	GALES FERRY, CT\|CROMWELL, CT\|VERNON, CT\|VERNON, CT	Previous registration
DOMINARI SECURITIES LLC	Independent wealth	Jan 27, 2005	Mar 3, 2005	no	MYSTIC, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PASI INVESTMENTS, LLC	FIRST CITIZENS INVESTOR SERVICES, INC.	Nov 6, 2008	Jun 9, 2025	6,059	Firm change after gap	Other
TOWER SQUARE SECURITIES, INC.	PASI INVESTMENTS, LLC	Feb 8, 2008	Feb 26, 2008	18	Firm change	Other
DOMINARI SECURITIES LLC	TOWER SQUARE SECURITIES, INC.	Mar 3, 2005	Oct 16, 2006	592	Firm change after gap	Other

Relationships

Registered with (4)

→ FIRST CITIZENS INVESTOR SERVICES, INC.Registered adviserregistration: current employment
Jun 9, 2025 to presentfactForm ADV
→ PASI INVESTMENTS, LLCRegistered adviserregistration: previous registration
Feb 26, 2008 to Nov 6, 2008factForm ADV
→ TOWER SQUARE SECURITIES, INC.Registered adviserregistration: previous registration
Oct 16, 2006 to Feb 8, 2008factForm ADV
→ DOMINARI SECURITIES LLCRegistered adviserregistration: previous registration
Jan 27, 2005 to Mar 3, 2005factForm ADV

Dated events

No dated event names this entity yet.