DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
LYNCHBURG, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 27, 2018 | n/a | yes | LYNCHBURG, VA | Current employment |
| O•••• W•••••• I••• | Bd affiliated wealth | Nov 2, 2018 | Dec 27, 2018 | no | LYNCHBURG, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | L•• F•••••••• L•• | Dec 27, 2018 | Dec 27, 2018 | 0 | Firm change | Ibd to RIA |
| S••••••• I••••••••• I••• | O•••• W•••••• I••• | Nov 2, 2018 | Nov 2, 2018 |
| S••••••• I••••••••• I••• |
| Former SEC adviser |
| Nov 25, 2015 |
| Nov 2, 2018 |
| no |
| LYNCHBURG, VA|RALEIGH, NC |
| Previous registration |
| I•••••••• C•••••• A••••••• | Former SEC adviser | Aug 9, 2012 | Nov 30, 2015 | no | LYNCHBURG, VA|LYNNFIELD, MA | Previous registration |
| I•••••••• C•••••• A••••••• | Former SEC adviser | Nov 21, 2005 | Jun 26, 2012 | no | LYNCHBURG, VA|GILFORD, NH|LYNNFIELD, MA|LYNNFIELD, MA | Previous registration |
| E•••••• P•••• A••••••• I••• | n/a | Aug 17, 2004 | Feb 8, 2005 | no | LYNCHBURG, VA | Previous registration |
| Bulk transfer |
| Ibd to ibd |
| I•••••••• C•••••• A••••••• | S••••••• I••••••••• I••• | Nov 30, 2015 | Nov 25, 2015 | -5 | Firm change | Other |
| E•••••• P•••• A••••••• I••• | I•••••••• C•••••• A••••••• | Feb 8, 2005 | Nov 21, 2005 | 286 | Firm change | Other |