DFX Intelligence

G••••••• B•••••• G•••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

G••••••• B•••••• G•••••• L••••••

CRD 105578

EDINBURGH

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Search this name across graphsid dfx:ria:c0d68ed6-f79a-59be-630c-3455cf82d2e7

Data as of Apr 29, 2013 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 60
Dated events: 0
On other graphs: 0
Observed: Feb 27, 2012 to Apr 29, 2013
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.0B••• Locked
Discretionary RAUM: $3.0B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• G•••••• • C•	Owner	E	yes	09/1983	Feb 27, 2012	Apr 29, 2013
B•••••• G•••••• O••••••• L••••••	Shareholder	C	yes	11/1990	Feb 27, 2012	Apr 29, 2013

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••••• G•••••• O••••••• L••	n/a	Other adviser	$144B	Y	no	n/a
P••• A••••• S••••••••• L••	n/a	Bd affiliated wealth	$20B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Feb 20, 2013

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$3.0B	$2.5B	21.0%	n/a	n/a	4	n/a	n/a	n/a

Relationships

Affiliated with (6)

→ B•••••• G•••••• O••••••• L••Registered adviserother investment adviser, control
factForm ADV
→ B••••••••• C•••••• P•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ R• I•••••••••Registered adviserother investment adviser, common control
factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserother investment adviser, broker-dealer, common control

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c0d68ed6-f79a-59be-630c-3455cf82d2e7
First observed: Feb 27, 2012
Last observed: Apr 29, 2013 163 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Owns (42)

← P•••••• W••••••• R•••••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← B••••• L•••••• M••••OwnerPARTNER, ownership code F, individual
Oct 31, 2012 to presentfactForm ADV
← B•••••• T•••••• M••••••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← M••••••• M•••••• W••••••• M••••• R•••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← SMITH, GERALD, T••••• E•••••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← M•••••••• E•••••• M•••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← A•••••••• J••••• K••••••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← WHITLEY, SARAH, JANE MACKAYOwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← P••••••• C••••••• E••••• P•••••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← B••••••• R•••••• T•••••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← C•••••••• G•••••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← WARDEN, ALISON, LOISOwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← C••••• P••••• N••• D••••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← TELFER, A•••••, J••••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← TAIT, ANTHONY, R•••••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← H•••••• P••••• C••••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← H•••••••• K••••••OwnerPARTNER, ownership code F, individual
Apr 29, 2013 to presentfactForm ADV
← N•••••• T•••••• S••••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← WARDEN, ALISON, LOwnerGROUP FINANCE OFFICER, ownership code NA, individual
Feb 27, 2012 to presentfactForm ADV
← L•••••••• G•••••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← SNELLER, R••••••, EDGAROwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← URQUHART, MARK, A•••••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← P•••••••• A•••• W••••••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← B••••• J•••••••• W•••••• B••••••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← M•••••••• I•••• A••••• D•••••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← E••••••••• P••••••• J••••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← D••••• L•••• C••••••••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← D•••••••• H•••••• A•••••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← B•••••• K••••••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
← R•••••• S••••••• J•••OwnerPARTNER, ownership code F, individual
Feb 27, 2012 to presentfactForm ADV
and 12 more