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Advisor at CETERA INVESTMENT ADVISERS LLC
Pompano Beach, FL | Holland, MI | PALM BEACH GARDENS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Oct 28, 2015 | n/a | yes | Holland, MI|PALM BEACH GARDENS, FL|Pompano Beach, FL | Current employment |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Jun 5, 2017 | May 20, 2021 | no | FT LAUDERDALE, FL|Palm Beach Gardens, FL | Previous registration |
| J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | Former SEC adviser | Mar 4, 2010 | Nov 13, 2015 | no | FORT LAUDERDALE, FL | Previous registration |
| GUNNALLEN FINANCIAL, INC | n/a | Jun 28, 2004 | Feb 18, 2010 | no | TAMPA, FL|FT. LAUDERDALE, FL|FT. LAUDERDALE, FL|FORT LAUDERDALE, FL | Previous registration |
| BROOKSTREET SECURITIES CORPORATION | n/a | Mar 3, 1999 | Jun 8, 2004 | no | FT. LAUDERDALE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUMMIT FINANCIAL GROUP INC | n/a | May 20, 2021 | n/a | n/a | Departure no registered destination | Departure |
| J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | CETERA INVESTMENT ADVISERS LLC | Nov 13, 2015 | Oct 28, 2015 | -16 | Bulk transfer | Other |
| GUNNALLEN FINANCIAL, INC | J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | Feb 18, 2010 | Mar 4, 2010 | 14 | Firm change | Other |
| BROOKSTREET SECURITIES CORPORATION | GUNNALLEN FINANCIAL, INC | Jun 8, 2004 | Jun 28, 2004 | 20 | Firm change | Other |