DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

JEREMY PATRICK MARSHALL

Advisor at LPL FINANCIAL LLC

MADISON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c0e4370d-4df2-ac88-ddf1-da4243265042

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 26, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 8, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 8, 2005
First registration: Sep 26, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4962204

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 16, 2012	n/a	yes	MADISON, WI\|MADISON, WI	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jun 12, 2009	Mar 19, 2012	no	LA VISTA, NE\|MADISON, WI	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Nov 10, 2008	Jun 12, 2009	no	MADISON, WI	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Sep 26, 2006	Dec 31, 2007	no	MADISON, WI\|MADISON, WI\|MADISON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	LPL FINANCIAL LLC	Mar 19, 2012	Mar 16, 2012	-3	Firm change	Other
CETERA ADVISOR NETWORKS LLC	SECURITIES AMERICA ADVISORS, INC.	Jun 12, 2009	Jun 12, 2009	0	Firm change	Other
THRIVENT INVESTMENT MANAGEMENT INC.	CETERA ADVISOR NETWORKS LLC	Dec 31, 2007	Nov 10, 2008	315	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 16, 2012 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jun 12, 2009 to Mar 19, 2012factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Nov 10, 2008 to Jun 12, 2009factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Sep 26, 2006 to Dec 31, 2007factForm ADV

Dated events

No dated event names this entity yet.