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Advisor at OSAIC WEALTH, INC.
South Yarmouth, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Oct 11, 2024 | n/a | yes | South Yarmouth, MA | Current employment |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | May 18, 2016 | Oct 11, 2024 | no | HOLBROOK, NY | Previous registration |
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Apr 15, 2014 | May 27, 2016 | no | Waltham, MA|WEST HARWICH, MA | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Aug 15, 2007 | Dec 18, 2009 | no | WEST HARWICH, MA|PITTSFORD, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERICAN PORTFOLIOS ADVISORS, INC | OSAIC WEALTH, INC. | Oct 11, 2024 | Oct 11, 2024 | 0 | Bulk transfer | Ibd to ibd |
| ONEAMERICA SECURITIES, INC. | AMERICAN PORTFOLIOS ADVISORS, INC | May 27, 2016 | May 18, 2016 | -9 | Firm change | Other |
| THRIVENT INVESTMENT MANAGEMENT INC. | ONEAMERICA SECURITIES, INC. | Dec 18, 2009 | Apr 15, 2014 | 1,579 | Firm change after gap | Other |