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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Eric Lemons Russell

Advisor at LPL FINANCIAL LLC

OKLAHOMA CITY, OK

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Search this name across graphsid dfx:ria:c0e57c60-58fe-080d-1d8e-47a4e98d2cdb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 13, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 30, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S65|S63
First exam: Dec 30, 1997
First registration: Sep 13, 2010
Dual registered: yes, broker-dealer
Other names: ERIC L RUSSELL
IAPD individual key: 2929832

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 21, 2021	n/a	yes	OKLAHOMA CITY, OK	Current employment
WADDELL & REED	Former SEC adviser	Oct 1, 2015	Jul 21, 2021	no	EDMOND, OK\|LAWTON, OK\|TULSA, OK\|EDMOND, OK	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Oct 7, 2015	no	CORSICANA, TX\|TYLER, TX\|LONGVIEW, TX\|MARSHALL, TX\|SHERMAN, TX\|LONGVIEW, TX\|LONGVIEW, TX\|TYLER, TX\|DENISON, TX\|TYLER, TX\|TYLER, TX\|COMMERCE, TX\|GREENVILLE, TX\|TULSA, OK\|CHOCTAW, OK\|TULSA, OK\|JENKS, OK\|OKLAHOMA CITY, OK\|TULSA, OK\|TULSA, OK\|TULSA, OK\|TULSA, OK\|MIDWEST CITY, OK\|MIDWEST CITY, OK\|TULSA, OK\|OKLAHOMA CITY, OK\|BROKEN ARROW, OK\|TULSA, OK\|OKLAHOMA CITY, OK\|OKLAHOMA CITY, OK\|OKLAHOMA CITY, OK\|OKLAHOMA CITY, OK\|EDMOND, OK	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Sep 13, 2010	Oct 1, 2012	no	OKLAHOMA CITY, OK\|TULSA, OK\|BROKEN ARROW, OK\|OKLAHOMA CITY, OK\|OKLAHOMA CITY, OK\|SHERMAN, TX\|TULSA, OK\|NORMAN, OK\|MIDWEST CITY, OK\|MIDWEST CITY, OK\|TULSA, OK\|DENISON, TX\|TULSA, OK\|NORMAN, OK\|TULSA, OK\|TULSA, OK\|OKLAHOMA CITY, OK\|JENKS, OK\|TULSA, OK\|CHOCTAW, OK\|GREENVILLE, TX\|COMMERCE, TX\|TYLER, TX\|TYLER, TX\|DENISON, TX\|TYLER, TX\|LONGVIEW, TX\|LONGVIEW, TX\|SHERMAN, TX\|MARSHALL, TX\|LONGVIEW, TX\|TYLER, TX\|CORSICANA, TX\|TULSA, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WADDELL & REED	LPL FINANCIAL LLC	Jul 21, 2021	Jul 21, 2021	0	Bulk transfer	Ibd to ibd
J.P. MORGAN SECURITIES LLC	WADDELL & REED	Oct 7, 2015	Oct 1, 2015	-6	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 21, 2021 to presentfactForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Oct 1, 2015 to Jul 21, 2021factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Oct 7, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Sep 13, 2010 to Oct 1, 2012factForm ADV

Dated events

No dated event names this entity yet.