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Advisor at LPL FINANCIAL LLC
INDIAN HARBOUR BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 20, 2023 | n/a | yes | INDIAN HARBOUR BEACH, FL | Current employment |
| Spc | Bd affiliated wealth | Aug 28, 2018 | Jan 19, 2023 | no | Indialantic, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Spc | LPL FINANCIAL LLC | Jan 19, 2023 | Jan 20, 2023 | 1 | Firm change | Ibd to RIA |