This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UHLMANN INVESTMENT MANAGEMENT, L.L.C.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 3, 1986earliest registration or exam on IAPD

Years in industry

39derivedfrom the industry start date

Years at current firm

6derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

7

Exams

S66|S63

First exam

Dec 3, 1986

First registration

Dec 21, 2000

Dual registered

yes, broker-dealer

Other names

MIKE HERRMANN

IAPD individual key

1567267

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c0f36a66-08bd-19f0-daa9-199d3f795046

First observed

Dec 21, 2000

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.