DFX Intelligence

A•••••••• M•••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

A•••••••• M•••••• P•••••

Advisor at I••••••• A••••••• S•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:c0f45355-a88a-f195-c689-535b5132bf7d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 9, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••• A••••••• S•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Mar 29, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••• A••••••• S•••••••• L••	Mixed wealth	Sep 28, 2021	n/a	yes	MIAMI, FL\|New York, NY\|TUCKAHOE, NY	Current employment
W•••• F•••• A•••••••	Wirehouse	Aug 9, 2021	Sep 30, 2021	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	I••••••• A••••••• S•••••••• L••	Sep 30, 2021	Sep 28, 2021	-2	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ I••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 28, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 9, 2021 to Sep 30, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c0f45355-a88a-f195-c689-535b5132bf7d
First observed: Aug 9, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.