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RIA / WealthAdvisorChartered Financial Analyst23 years in industry

BRIAN EDWARD HAWLEY

Advisor at FREEDOM INVESTMENT MANAGEMENT, INC.

Shrewsbury, MA | SOUTH WINDSOR, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c0fa5b7b-d74b-8170-5663-24e1df83924c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FREEDOM INVESTMENT MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
First registration: Jan 31, 2007
Dual registered: no
Other names: BRIAN E HAWLEY
IAPD individual key: 3105682

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FREEDOM INVESTMENT MANAGEMENT, INC.	Independent wealth	Jan 30, 2024	n/a	yes	Shrewsbury, MA\|SOUTH WINDSOR, CT	Current employment
3D/L CAPITAL MANAGEMENT, LLC	Former SEC adviser	Mar 11, 2021	Dec 21, 2023	no	HARTFORD, CT\|NORTHBOROUGH, MA	Previous registration
3D ASSET MANAGEMENT, INC.	Former SEC adviser	Jan 31, 2007	Mar 31, 2021	no	NORTHBOROUGH, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
3D/L CAPITAL MANAGEMENT, LLC	FREEDOM INVESTMENT MANAGEMENT, INC.	Dec 21, 2023	Jan 30, 2024	40	Channel change	RIA to RIA
3D ASSET MANAGEMENT, INC.	3D/L CAPITAL MANAGEMENT, LLC	Mar 31, 2021	Mar 11, 2021	-20	Firm change	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
139595:283304:MA:2021-03-31	Mar 31, 2021	Mar 11, 2021	NORTHBOROUGH, MA	Firm change

Relationships

Registered with (3)

→ FREEDOM INVESTMENT MANAGEMENT, INC.Registered adviserregistration: current employment
Jan 30, 2024 to presentfactForm ADV
→ 3D/L CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 11, 2021 to Dec 21, 2023factForm ADV
→ 3D ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 31, 2007 to Mar 31, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c0fa5b7b-d74b-8170-5663-24e1df83924c
First observed: Jan 31, 2007
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRIAN EDWARD HAWLEY

Advisor at FREEDOM INVESTMENT MANAGEMENT, INC.

Shrewsbury, MA | SOUTH WINDSOR, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c0fa5b7b-d74b-8170-5663-24e1df83924c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

FREEDOM INVESTMENT MANAGEMENT, INC.

Independent wealth

Jan 30, 2024

n/a

yes

Shrewsbury, MA|SOUTH WINDSOR, CT

Current employment

3D/L CAPITAL MANAGEMENT, LLC

Former SEC adviser

Mar 11, 2021

Dec 21, 2023

HARTFORD, CT|NORTHBOROUGH, MA

Previous registration

3D ASSET MANAGEMENT, INC.

Former SEC adviser

Jan 31, 2007

Mar 31, 2021

NORTHBOROUGH, MA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

3D/L CAPITAL MANAGEMENT, LLC

FREEDOM INVESTMENT MANAGEMENT, INC.

Dec 21, 2023

Jan 30, 2024

Channel change

RIA to RIA

3D ASSET MANAGEMENT, INC.

3D/L CAPITAL MANAGEMENT, LLC

Mar 31, 2021

Mar 11, 2021

-20

Firm change

RIA to RIA

Team

Left

Joined

From

Kind

139595:283304:MA:2021-03-31

Mar 31, 2021

Mar 11, 2021

NORTHBOROUGH, MA

Firm change