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Advisor at DREAMVISION CAPITAL
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DREAMVISION CAPITAL | State registered | Sep 26, 2024 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| ERNST & YOUNG INVESTMENT ADVISERS LLP | No RAUM reported | Jun 6, 2025 | Mar 4, 2026 | no | Indianapolis, IN|Indianapolis, IN | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | Jun 26, 2024 | no | Kansas City, MO|INDIANAPOLIS, IN | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Apr 19, 2024 | Jun 14, 2024 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ERNST & YOUNG INVESTMENT ADVISERS LLP | n/a | Mar 4, 2026 | n/a | n/a | Departure no registered destination | Departure |
| OSAIC WEALTH, INC. | DREAMVISION CAPITAL | Jun 26, 2024 | Sep 26, 2024 | 92 | Firm change | Ibd to state RIA |
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |