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Advisor at NORTHWEST WEALTH MANAGEMENT, LLC
SPENCER, IA | Spencer, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWEST WEALTH MANAGEMENT, LLC | Independent wealth | Feb 10, 2022 | n/a | yes | SPENCER, IA|Spencer, IA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 29, 2017 | Feb 25, 2022 | no | SPENCER, IA | Previous registration |
| INVESTMENT CENTERS OF AMERICA, INC. | Former SEC adviser | Sep 4, 2012 | Nov 29, 2017 | no | SPENCER, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | NORTHWEST WEALTH MANAGEMENT, LLC | Feb 25, 2022 | Feb 10, 2022 | -15 | Firm change | Ibd to RIA |
| INVESTMENT CENTERS OF AMERICA, INC. | LPL FINANCIAL LLC | Nov 29, 2017 | Nov 29, 2017 | 0 | Bulk transfer | Other |