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M•••• M•••••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

M•••• M•••••••• P•••••

Advisor at C••••••• P•••••••

OVERLAND PARK, KS | Oak Brook, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c1057d1d-3b38-59eb-c377-271ba23a0378

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 28, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Dec 11, 2025	n/a	yes	OVERLAND PARK, KS\|Oak Brook, IL	Current employment
C••••••• P••••••• I••••••••• A•••••••• L••	I•••••••••_MANAGER	Jul 23, 2025	Jan 13, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P••••••• I••••••••• A•••••••• L••	C••••••• P•••••••	Jan 13, 2026	Dec 11, 2025	-33	Channel change	Other
C•• S••••	C••••••• P••••••• I••••••••• A•••••••• L••	Dec 10, 2025

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
126777:105348:CA:2026-01-13	Jan 13, 2026	Dec 11, 2025	NEWPORT BEACH, CA	Firm change after gap
150091:126777:IL:2025-12-10	Dec 10, 2025	Jul 23, 2025	OAKBROOK TERRACE, IL	Firm change after gap

Relationships

Registered with (4)

→ C••••••• P•••••••Registered adviserregistration: current employment
Dec 11, 2025 to presentfactForm ADV
→ C••••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 23, 2025 to Jan 13, 2026factForm ADV
→ C•• S••••Registered adviserregistration: previous registration
Mar 22, 2022 to Dec 10, 2025factForm ADV
→ F•••• F•••••••• M••••••••• L•

Dated events

Occurred
Dec 10, 2025
Advisor changed firm
M•••• M•••••••• P••••• left C•• S•••• for C••••••• P••••••• I••••••••• A•••••••• L•• (registered 2025-07-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c1057d1d-3b38-59eb-c377-271ba23a0378
First observed: Apr 28, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.