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Advisor at OCCIDENTAL ASSET MANAGEMENT, LLC
BURLINGAME, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OCCIDENTAL ASSET MANAGEMENT, LLC | Independent wealth | Sep 6, 2013 | n/a | yes | BURLINGAME, CA | Current employment |
| ACC INVESTMENT MANAGEMENT, INC. | Former SEC adviser | Mar 20, 2001 | Jan 8, 2014 | no | BURLINGAME, CA|BURLINGAME, CA|BURLINGAME, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ACC INVESTMENT MANAGEMENT, INC. | OCCIDENTAL ASSET MANAGEMENT, LLC | Jan 8, 2014 | Sep 6, 2013 | -124 | Firm change after gap | Other |