DFX Intelligence

S••••• B•••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

S••••• B•••• B••••••••

Advisor at P••••••••

Scottsdale, AZ | ENGLEWOOD, NJ

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Search this name across graphsid dfx:ria:c10fe5b2-c156-9f89-c4ae-fc303256f7cd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 2
Observed: Mar 2, 2007 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••• B•••• B••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

S••••• B•••• B••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 12, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••	Independent wealth	Feb 10, 2016	n/a	yes	ENGLEWOOD, NJ\|Scottsdale, AZ	Current employment
B•• F••••• O•••••• L••	Bank affiliated wealth	Mar 2, 2007	Feb 18, 2010	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• F••••• O•••••• L••	P••••••••	Feb 18, 2010	Feb 10, 2016	2,183	Firm change after gap	Other

Relationships

Registered with (2)

→ P••••••••Registered adviserregistration: current employment
Feb 10, 2016 to presentfactForm ADV
→ B•• F••••• O•••••• L••Registered adviserregistration: previous registration
Mar 2, 2007 to Feb 18, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c10fe5b2-c156-9f89-c4ae-fc303256f7cd
First observed: Mar 2, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.