This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0

Regulatory AUM

$530MItem 5.F on the latest filing (2026-09-09); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$232M

Private client RAUM

$522MderivedItem 5.D individuals plus high net worth individuals

Private client share

98%derivedprivate client RAUM over total RAUM

Advisors on IAPD

15

RAUM per advisor

$35.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

18

Advisory employees

17

Offices

1Schedule D 1.F, beyond the principal office

Accounts

267

High net worth clients

8

Custody, client assets

$522M

SEC number

801-132201

CRD

334801

Filings on the tape

9

First filed

Mar 31, 2025

Latest filed

Sep 9, 2026

Organised

Limited Liability Company, DE

• Occurred

  Mar 27, 2026
  Regulatory AUM changed

  Santa Barbara Management reported RAUM $530.2M, up 105% from $259.2M (2026-01-20 to 2026-03-27)

  Form ADVobserved 4 days ago
  $271M

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c1246bd6-9f0a-b61f-dc52-e56d5f5a6a26

First observed

Mar 31, 2025

Last observed

Sep 9, 2026 10 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.