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RIA / WealthAdvisor17 years in industry

SAMUEL MICHAEL BLUM

Advisor at SUNRISE WEALTH MANAGEMENT, LLC

TUCSON, AZ | BRAINERD, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c1340efa-0722-74f1-8bc5-d7ffb47d4a35

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 22, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUNRISE WEALTH MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 2
Registered states: 2
Exams: S66
First exam: Sep 26, 2014
First registration: Oct 22, 2014
Dual registered: no
Other names: SAMUEL BLUM
IAPD individual key: 6379219

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUNRISE WEALTH MANAGEMENT, LLC	State registered	Jul 10, 2024	n/a	yes	TUCSON, AZ	Current employment
BLUM CAPITAL MANAGEMENT, LLC	State registered	Oct 12, 2022	n/a	yes	BRAINERD, MN	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jun 9, 2021	Oct 13, 2022	no	BRAINERD, MN\|MAPLE GROVE, MN	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Oct 22, 2014	Jun 9, 2021	no	ST PAUL, MN\|Randall, MN\|BRAINERD, MN\|BRAINERD, MN\|Randall, MN\|MAPLE GROVE, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISOR NETWORKS LLC	BLUM CAPITAL MANAGEMENT, LLC	Oct 13, 2022	Oct 12, 2022	-1	Firm change	Ibd to state RIA
VOYA FINANCIAL ADVISORS, INC.	CETERA ADVISOR NETWORKS LLC	Jun 9, 2021	Jun 9, 2021	0	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
2882:13572:MN:2021-06-09	Jun 9, 2021	Jun 9, 2021	MAPLE GROVE, MN	Firm change

Relationships

Registered with (4)

→ SUNRISE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 10, 2024 to presentfactForm ADV
→ BLUM CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Oct 12, 2022 to presentfactForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jun 9, 2021 to Oct 13, 2022factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Oct 22, 2014 to Jun 9, 2021factForm ADV

Dated events

Occurred
Oct 13, 2022
Advisor changed firm
Samuel Michael Blum left Cetera Advisor Networks Llc for Blum Capital Management, Llc (registered 2022-10-12)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c1340efa-0722-74f1-8bc5-d7ffb47d4a35
First observed: Oct 22, 2014
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SAMUEL MICHAEL BLUM

Advisor at SUNRISE WEALTH MANAGEMENT, LLC

TUCSON, AZ | BRAINERD, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c1340efa-0722-74f1-8bc5-d7ffb47d4a35

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

SUNRISE WEALTH MANAGEMENT, LLC

State registered

Jul 10, 2024

n/a

yes

TUCSON, AZ

Current employment

BLUM CAPITAL MANAGEMENT, LLC

State registered

Oct 12, 2022

n/a

yes

BRAINERD, MN

Current employment

CETERA ADVISOR NETWORKS LLC

Former SEC adviser

Jun 9, 2021

Oct 13, 2022

BRAINERD, MN|MAPLE GROVE, MN

Previous registration

VOYA FINANCIAL ADVISORS, INC.

Bd affiliated wealth

Oct 22, 2014

Jun 9, 2021

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CETERA ADVISOR NETWORKS LLC

BLUM CAPITAL MANAGEMENT, LLC

Oct 13, 2022

Oct 12, 2022

-1

Firm change

Ibd to state RIA

VOYA FINANCIAL ADVISORS, INC.

CETERA ADVISOR NETWORKS LLC

Jun 9, 2021

Firm change

Ibd to ibd

Team

Left

Joined

From

Kind

2882:13572:MN:2021-06-09

Jun 9, 2021

MAPLE GROVE, MN

Firm change