DFX Intelligence

J•••••• S•••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst21 years in industry

J•••••• S•••• E•••••••

Advisor at F••••••• S•••••••••

ALISO VIEJO, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• S•••••••••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jan 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• S•••••••••	Other adviser	Apr 14, 2026	n/a	yes	ALISO VIEJO, CA	Current employment
W••••••••• R••••••••• A•••••••	Institutional manager	Jan 3, 2006	Jul 18, 2023	no	ALISO VIEJO, CA\|ALISO VIEJO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• R••••••••• A•••••••	F••••••• S•••••••••	Jul 18, 2023	Apr 14, 2026	1,001	Firm change after gap	Other

Relationships

Registered with (2)

→ F••••••• S•••••••••Registered adviserregistration: current employment
Apr 14, 2026 to presentfactForm ADV
→ W••••••••• R••••••••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2006 to Jul 18, 2023factForm ADV

Dated events

Order

Occurred
18 Jul 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 3, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.