DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CITIGROUP GLOBAL MARKETS INC.
BROOKLYN, NY | Fort Lee, NJ | Brooklyn, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 27, 2016 | n/a | yes | BROOKLYN, NY|Brooklyn, NY|Fort Lee, NJ | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 25, 2013 | Jun 2, 2016 | no | OAKHURST, NJ|OAKHURST, NJ|SHORT HILLS, NJ|SPRINGFIELD, NJ|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Nov 22, 2011 | Aug 8, 2012 | no | Long Island City, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Nov 3, 2011 | Nov 18, 2011 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | CITIGROUP GLOBAL MARKETS INC. | Jun 2, 2016 | Sep 27, 2016 | 117 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | WELLS FARGO ADVISORS | Aug 8, 2012 | Jan 25, 2013 | 170 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | CITIGROUP GLOBAL MARKETS INC. | Nov 18, 2011 | Nov 22, 2011 | 4 | Firm change | Other |