DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T••• G•••••• A••••••• L••
MARSHFIELD, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••• G•••••• A••••••• L•• | Independent wealth | Nov 23, 2018 | n/a | yes | MARSHFIELD, MA | Current employment |
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | May 9, 2016 | Mar 15, 2019 | no | MARSHFIELD, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K••••• A••••••• S•••••••• L•• | T••• G•••••• A••••••• L•• | Mar 15, 2019 | Nov 23, 2018 | -112 | Firm change after gap | Ibd to RIA |
| N•• A•••••• S•••••••• L•• | K••••• A••••••• S•••••••• L•• | Sep 22, 2016 | May 9, 2016 |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Apr 5, 2016 | Sep 22, 2016 | no | MARSHFIELD, MA|HINGHAM, MA|MARSHFIELD, MA | Previous registration |
| W••••••••• F•••••••• A••••••• | n/a | Jan 19, 1999 | Dec 31, 2004 | no | MARSHFIELD, MA | Previous registration |
| -136 |
| Bulk transfer |
| Other |
| W••••••••• F•••••••• A••••••• | N•• A•••••• S•••••••• L•• | Dec 31, 2004 | Apr 5, 2016 | 4,113 | Firm change after gap | Other |