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Advisor at STONEX ADVISORS INC.
Blue Bell, PA | BIRMINGHAM, AL | BLUE BELL, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| IM WEALTH PARTNERS | Independent wealth | May 18, 2026 | n/a | yes | BLUE BELL, PA | Current employment |
| STONEX ADVISORS INC. | Bd affiliated wealth | Jun 30, 2016 | n/a | yes | Blue Bell, PA|BIRMINGHAM, AL | Current employment |
| STERNE AGEE ASSET MANAGEMENT, INC. | Former SEC adviser | May 9, 2005 | Jun 30, 2016 | no | Blue Bell, PA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jun 6, 2001 | Oct 9, 2003 | no | VOORHEES, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STERNE AGEE ASSET MANAGEMENT, INC. | STONEX ADVISORS INC. | Jun 30, 2016 | Jun 30, 2016 | 0 | Bulk transfer | Other |
| EQUITABLE ADVISORS, LLC | STERNE AGEE ASSET MANAGEMENT, INC. | Oct 9, 2003 | May 9, 2005 | 578 | Firm change after gap | Other |